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First Circuit Finds First Amendment Right To Record Police Clearly Established

May 26th, 2014

Congratulations are in order to my good friend, and law school classmate Seth Hipple for successfully arguing Gericke v. Begin (1st Cir. May 24, 2014). (Disclosure: I provided comments on their appellate brief, and helped moot Seth before oral arguments). This case, which Seth and his law partner Stephen Martin filed back in 2011, involved whether there was a clearly established constitutional right to record the police during a traffic stop. The First Circuit had previously found that there was a right to record the police during an incident at Boston Common, but this case clarified that the right extends to an even more potentially hazardous situation during a traffic stop. In short, the facts here were quite messy, and involved a nighttime traffic stop where one of the people pulled over had a firearm. And even here, the court found that plaintiff Carla Gericke’s First Amendment rights were violated after she was arrested (but not prosecuted) for recording the traffic stop. This is a significant case, as it makes clear that the police do not have unfettered power to retaliate and punish citizens who seek to shine sunlight on their official conduct in public.

The court’s core holding is that this First Amendment right does not stop at a traffic stop.

In Glik, we explained that gathering information about government officials in a form that can be readily disseminated “serves a cardinal First Amendment interest in protecting and promoting ‘the free discussion of governmental affairs.'” Glik, 655 F.3d at 82 (quoting Mills v. Alabama, 384 U.S. 214, 218 (1966)). Protecting that right of information gathering “not only aids in the uncovering of abuses, but also may have a salutary effect on the functioning of government more generally.” Id. at 82-83 (citations omitted). Those First Amendment principles apply equally to the filming of a traffic stop and the filming of an arrest in a public park. In both instances, the subject of filming is “police carrying out their duties in public.” Id. at 82. A traffic stop, no matter the additional circumstances, is inescapably a police duty carried out in public. Hence, a traffic stop does not extinguish an individual’s right to film.

Though, much of the court’s opinion focused on how this holding would be limited. In preparation, I knew this would be the toughest aspect of the opinion. I was pleasantly surprised that the court drew the free speech line where it did, without being unduly deferential to the never-ending concerns about officer-safety.

This is not to say, however, that an individual’s exercise of the right to film a traffic stop cannot be limited. Indeed, Glik remarked that “a traffic stop is worlds apart from an arrest on the Boston Common in the circumstances alleged.” Glik, 655 F.3d at 85. That observation reflected the Supreme Court’s acknowledgment in Fourth Amendment cases that traffic stops may be “‘especially fraught with danger to police officers'” and thus justify more invasive police action than would be permitted in other settings. Arizona v. Johnson, 555 U.S. 323, 330 (2009) (quoting Michigan v. Long, 463 U.S. 1032, 1047 (1983)).9 Reasonable restrictions on the exercise of the right to film may be imposed when the circumstances justify them. See Glik, 655 F.3d at 84 (the exercise of the right to film may be subject to reasonable time, place, and manner restrictions); ACLU of Ill. v. Alvarez, 679 F.3d 583, 607 (7th Cir. 2012) (reasonable orders to maintain safety and control, which have incidental effects on an individual’s exercise of the First Amendment right to record, may be permissible).

And what are the reasonable restrictions that can be imposed?

The circumstances of some traffic stops, particularly when the detained individual is armed, might justify a safety measure — for example, a command that bystanders disperse — that would incidentally impact an individual’s exercise of the First Amendment right to film. Such an order, even when directed at a person who is filming, may be appropriate for legitimate safety reasons. However, a police order that is specifically directed at the First Amendment right to film police performing their duties in public may be constitutionally imposed only if the officer can reasonably conclude that the filming itself is interfering, or is about to interfere, with his duties. Glik’s admonition that, “[i]n our society, police officers are expected to endure significant burdens caused by citizens’ exercise of their First Amendment rights” will bear upon the reasonableness of any order directed at the First Amendment right to film, whether that order is given during a traffic stop or in some other public setting. Glik, 655 F.3d at 84 (citing City of Houston v. Hill, 482 U.S. 451, 461 (1987)). We have made clear that “[t]he same restraint demanded of police officers in the face of ‘provocative and challenging’ speech, must be expected when they are merely the subject of videotaping that memorializes, without impairing, their work in public spaces.” Glik, 655 F.3d at 84 (citations omitted) (quoting Hill, 482 U.S. at 461).

Any policy must be directed at officer safety, and not merely at stifling the recording of the police. I suspect this would weed away most pretextual orders to “Stop recording” because whatever. An issue that was a big deal in the lower court, but not much discussed here, was that the officers may be confused between an iPhone and a gun. I found this argument absurd, and I’m glad the court didn’t consider it.

Though, the opinion urges police departments to establish policies that can offer guidance of when police can stop recording, consistent with the First Amendment.

Importantly, an individual’s exercise of her First Amendment right to film police activity carried out in public, including a traffic stop, necessarily remains unfettered unless and until a reasonable restriction is imposed or in place. This conclusion follows inescapably from the nature of the First Amendment right, which does not contemplate self-censorship by the person exercising the right. See generally Baggett v. Bullitt, 377 U.S. 360, 372 n.10 (1964) (“[T]he conduct proscribed must be defined specifically so that the person or persons affected remain secure and unrestrained in their rights to engage in activities not encompassed by the [restriction].” (internal quotation mark omitted)); Herndon v. Lowry, 301 U.S. 242, 259 (1937) (“The appellant had a constitutional right to address meetings and organize parties unless in so doing he violated some prohibition of a valid statute.”); Dean v. Byerley, 354 F.3d 540, 551 (6th Cir. 2004) (“Although the government may restrict the [First Amendment] right [to use streets for assembly and communication] through appropriate regulations, that right remains unfettered unless and until the government passes such regulations.”). Such a restriction could take the form of a reasonable, contemporaneous order from a police officer, or a preexisting statute, ordinance, regulation, or other published restriction with a legitimate governmental purpose. Under Gericke’s version of the facts, no such restriction was imposed or in place. 

The court, in a footnote, hinted at one possible formulation of the policy:

We do not consider whether the wiretapping statute amounted to a reasonable time, place, and manner restriction because the officers have not in any way challenged on appeal the district court’s ruling that there was no probable cause for the wiretapping charge.

The court repeated this line later in the opinion:

Our observation that the right to film is not unqualified recognized that the right can be limited by reasonable time, place, and manner restrictions.  …

Under Gericke’s account, no order to leave the area or stop filming was given. Hence, we need not analyze whether a reasonable officer could have believed that the circumstances surrounding this traffic stop allowed him to give such an order. That hypothetical scenario involving a possible restriction on the right to film is irrelevant to this interlocutory appeal.  ….

It would be nonsensical to expect Gericke to refrain from filming when such filming was neither unlawful nor the subject of an officer’s order to stop. In the absence of such restrictions, a reasonable police officer necessarily would have understood that Gericke was exercising a clearly established First Amendment right.

So expect the police departments to craft policies that limit recording based on time, plane, and manner, whatever that means. Though the scope of that policy should be fairly narrow. In this case the time (night), place (traffic stop), and manner (recording 30 feet away from traffic stop with gun involved) are fairly officer-favorable. This was not valid. So any time, place, manner policy would be limited.But that won’t stop police officers from abusing that policy.

And, in a footnote, the court expressed some skepticism of what happens at a trial on remand–specifically whether an order was given to Gericke to stop recording.

Of course, a trial might leave a fact-finder with a different view of whether Sergeant Kelley ordered Gericke to leave the area or stop filming. That view, in turn, might affect the court’s analysis of the availability of qualified immunity to the officers.

The court’s final paragraph is suddenly quite narrow on the facts:

Under Gericke’s version of the facts, where there was no police order to stop filming or leave the area, a jury could supportably find that the officers violated her First Amendment right by filing the wiretapping charge against her because of her attempted filming of Sergeant Kelley during the traffic stop. It was clearly established at the time of the stop that the First Amendment right to film police carrying out their duties in public, including a traffic stop, remains unfettered if no reasonable restriction is imposed or in place. Accordingly, we hold that the district court properly denied qualified immunity to the officers on Gericke’s section 1983 claim that the wiretapping charge constituted retaliatory prosecution in violation of the First Amendment.

Based on my reading of the record, no order was given, telling her to stop recording until after nay possible threat to officer safety was gone.

Again, congratulations to Seth. My understanding is that the First Circuit seldom grants en banc review, especially on a unanimous panel decision. So unless the government goes for cert, this precedent will stand, regardless of what happens on remand.

My Copy of Blackstone’s Commentaries on the Laws of England (5th Ed. 1773)

May 23rd, 2014

I now have in my possession the Volume One of Blackstone’s Commentaries on the Laws of England (5th Ed. 1773). It was printed in Dublin. (The first edition was printed in 1765.) And it is in excellent condition. It is surreal holding in my hands a document older than the Declaration of Independence. The book, which was obtained from eBay, is in excellent condition. It was shipped from the U.K.

On the spine, you can make out the faded “Blackstone’s Commentary.”
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There are no distinctive markings on the front or back cover.

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The book belonged to (I think) William Thomas Monell.20140515_181833

Here is the title page:

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And the dedication page:

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The preface:

20140515_181920 The table of contents:

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The introduction.20140515_182004Section the First:

 

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And on the very last page (p. 485), it says “The end of the first book.”

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This is awesome. I should add a caveat to my previous note that I don’t use books. I make an exception for really, really old or rare stuff.

Many thanks to Militza for this awesome present.

I am interviewed in Library Journal about #AspenGate

May 22nd, 2014

Library Journal has a piece discussing L’affaire de Aspen, titled Law Profs Revolt after Aspen Casebook Tries to Get Around First Sale Doctrine. I am quoted in a few spots:

Josh Blackman, an assistant professor at the South Texas College of Law in Houston who wrote about the situation on his blog, said the new policy seemed closer to the Amazon and Apple model of licensing content for use by consumers, rather than actually selling it to them outright. “Journal publishers are trying to find ways to make more profit,” Blackman told LJ. “And one of the ways they can do it is by transitioning from people owning books to people licensing books.”

The shift in policy, which Blackman said took him and other professors completely by surprise, resulted in a backlash against the publisher, with hundreds of professors and students signing on to a petition begun by University of Maryland law professor James Grimmelmann. (Grimmelmann may be best known to readers as a commentator on the Authors Guild’s long running court cases against Google Books and the HathiTrust.) …

While it’s not a perfect solution, Blackman said that the choice is an important one. Which choice is a good idea for students, he told LJ, will depend on the student, as well as on the cost attached to the different options. Wolters Kluwer representatives failed to respond to requests for comment. …

Blackman was less sure that this flare up would convince publishers to abandon the attempt to shift physical textbooks to a licensing model entirely, but also said that it will at least make publishers more transparent about their policies and offer educators more time to prepare for changes in policy. “It will make publishers leery about trying something like this without consulting professors first,” he said.

Property Exam Question: Same Sex Marriage Community Property in Texas

May 22nd, 2014

For this question, I teased together a fairly complicated fact pattern about two men who live in Texas, get married in New York, and hold property of various types in both a common law and community property regime. The students were asked to consider this question both in light of current law, and if the current law in Texas changes. I suspect we will see a lot of complicated property issues in the very near future, just as sketched out here. You can see the A+ answer here.

Instructions. You are a junior associate at a Houston, Texas law firm. Your senior partner recently told you about a complicated case involving a same-sex couple with property in Texas and New York City. She instructs you to write a memo of no more than 500 words, addressing five issues present in this case.

Three of the issues will be litigated in New York Courts. New York applies all modern property rules, as articulate in the Restatement (Third) of Property, and applies common law property rules for marital property. New York also recognizes same-sex marriages.

The final two issues will be litigated in Texas Courts. Texas applies all modern property rules, as articulated in the Restatement (Third) of Property, and applies community property rules for marital property. Presently, Texas has a constitutional amendment prohibiting same-sex marriages. However, you have been asked to address this issue both under current law, and if same-sex marriages will be recognized in Texas in the future.

On January 1, 2013 Carl acquired Blackacre, a property in Austin, Texas on an installment contract. The installment contract provided for the payment of $500 on the first of each month, for 120 months (10 years). If all payments are made on time, Carl would acquire Blackacre in fee simple on January 1, 2023.

On January 2, 2013, Domer acquired Whiteacre, a property in New York City. Domer owned Whiteacre in fee simple.

On January 1, 2014, Carl and Domer travelled to New York where the two men were married. New York law permits the celebration of same-sex marriages, and fully recognizes the property rights of same-sex married couples from other states. Carl and Domer did not sign a prenuptial agreement.

Shortly after their marriage on February 1, 2014, Carl and Domer purchased together Greenacre, a property in New York City, and titled it as a tenancy by the entirety. The couple immediately took up domicile on Greenacre.

On March 1, 2014, Carl and Domer moved back to Austin, where they became domiciled on Blackacre. Carl executed a deed titling Blackacre as a joint tenancy between Carl and Domer. Prior to executing the deed, Carl and Domer agreed that they would each pay half of the monthly payments on the installment contract equally; Carl would pay $250 a month and Domer would pay $250 a month. Domer drew the checks from his personal bank account at the Monopoly Savings Bank in Staten Island, New York. Both Carl and Domer made payments starting on March 1, 2014.

On April 1, 2014, Domer won the one million dollar ($1,000,000) lottery jackpot, and deposited that money in his personal bank account in New York.

The couple began to have marital problems. On January 1, 2015, Domer packed his bags at Blackacre, and flew back to New York, where he moved back onto Greenacre. Domer did not pay his share of the installment contract on January 1, 2015, or any month thereafter.

On January 2, 2015, Carl called to reconcile, but Domer told him he should stay in Texas. Domer then placed a lock on the front gate of Greenacre. Carl never traveled to New York to see Domer.

On February 1, 2015, Domer executes a lease to the back half of Greenacre to Fapu. The lease reads:

“The lease shall continue for and during the term of quiet enjoyment from February 1, 2015 for the sum of $1,000 a month. Fapu has the privilege of terminating this agreement at a date of his own choice.

Unbeknownst to Domer, who wasn’t particularly observant, Fapu opens a convenience store on his half of Greenacre on March 1, 2015.

On June 1, 2015, Domer has a heart attack and suddenly dies. Domer did not leave anything in his will for Carl, but left everything to his daughter from a previous marriage, Edna. Domer’s estate is schedule for probate in New York on August 1, 2015.

On June 2, 2015. Carl learns about Domer’s death, and also learns about the lease of Fapu. Carl gives Fapu notice to vacate. Fapu refuses. Edna also gives notice to vacate. Fapu also refuses.

On June 3, 2015, Edna asserts an interest in Blackacre, based on contributions Domer made towards the installment contract (totaling $2,500).

On July 1, 2015, at the Houston Rodeo and Livestock Show, Carl is trampled in a tragic Mutton Bustin’ stampede, and dies the next day. Carl dies without a will. Carl’s only heir is his daughter, Aggie. Carl’s estate is schedule for probate in Austin, Texas on September 1, 2015.

In your memo, please address fully the following five issues.

1. Aggie, Carl’s daughter, challenges the estate of Domer in New York court. Aggie claims that on Domer’s death, Carl owned Greenacre in Fee Simple. Because her father died intestate, and Aggie is her father’s only heir, she should inherit Greenacre in fee simple. Aggie also claims an interest in the rent Fapu paid. Edna counterclaims that upon Domer’s return to New York on January 1, 2015, Carl no longer had any interest in Greenacre, and Aggie takes nothing. Does Aggie have an interest in Greenacre? What interest, if any, does Edna have?

2. Aggie also claims an interest in Whiteacre and Domer’s personal bank account in New York. Edna, the executor of Domer’s will, counterclaims that Domer did not leave anything to Carl, and thus Aggie inherited nothing. Does Aggie have any interest in Whiteacre or the personal bank account?

3. Aggie files suit to evict Fapu in New York court. Fapu counterclaims that Aggie cannot evict him. Can Aggie evict Fapu in New York? Could Enda evict Fapu?

4. Edna files suit claiming an interest in Blackacre, as she inherited all of her father’s assets. Under current law, Texas does not recognize the validity of same-sex marriages. Address this question under current law.

5. The Texas Supreme Court is currently considering a case that could invalidate Texas’s constitutional amendment prohibiting the ban of same-sex marriage. Please address the previous question in the event that Texas now recognizes same-sex marriage.

Unauthorized Practice of Law & Legal Innovation

May 21st, 2014

I recently attended the excellent CodeX FutureLaw 2014 Conference, which for the first time, had a solid discussion on the implications of legal ethic to potential innovations in the law. Serving as the bearer of bad news from the ABA was Will Hornsby.

Will summarizes the ABA’s position on UPL–in short, this is an issue for the states, not the ABA to decide.

Two fundamental regulatory obstacles limit online legal service models – the unauthorized practice of law and the ability to capitalize legal services. What we all need to realize clearly and at the beginning of this conversation is that the practice of law and the rules and laws that pertain to these issues are regulated in the US at the state level. This is the difference between the US and the UK and Australia.

As Prof. Rhode noted, some states basically conclude that the practice of law is what a lawyer does, and therefore anyone doing what a lawyer does is committing the unauthorized practice of law when it is done by someone who is not a lawyer. Many states define the practice of law to include the selection of forms, which is an integral part of some online models. Regardless of the breath of the state definitions, they generally preclude the delivery of legal services by corporate entities that are not law firms.

So, if you have a model that is delivering legal services, the question is how do you do so in a way that is not the unauthorized practice of law. There seems to be two paths. First, you can proceed on a state-by-state basis. That path can further be divided into court challenges and legislative changes. So, for example, LegalZoom recently prevailed through the courts in South Carolina. Decades ago, the owner of Quicken Family Law lost in the Texas courts and lobbied the state legislature, successfully, to redefine the practice of law in a way that carved out its model. The second path is through federal courts, in anticipation that the issue may come before the US Supreme Court and result in a decision that accommodates your model as the law of the land.

Why hasn’t the ABA solved this problem? Prof. Rhode indicated the ABA “punted” on the issue when it gave thought to the creation of a model definition of the practice of law many years ago. (Call me a cynic, but I suspect she would have been critical of the definition advanced by the ABA had it come up with one.) What the ABA may have learned from that endeavor was that the states were not interested in a model rule. They, instead, embraced the definitions they have in place and showed no interest in a uniform definition, let alone a more liberal one. Simply put, no one can lead when others are not willing to follow.

Bill also explores what happens if the practice of law is no longer limited to lawyers.

But, be careful of what you wish for. What happens when the practice of law becomes unregulated and anyone can provide legal services? It is not likely a niche online legal service provider fills that space. Instead, the insurance industry become the resource for estate planning documents, no doubt giving discounts to customers with advance directives that prohibit resuscitation. Financial institutions provide incorporation services for their customers as they now provide trusts. Realtors assume the function of land conveyances. All this low-hanging fruit that had been a profit center for lawyers and is transitioning to online legal service providers is likely to be assumed by industries that will have collateral economic advantages. They will do it cheaper and on a larger scale than any of today’s online providers. As we confront the ethics battleground, it needs to be done strategically, with great precision, down a path that avoids the minefields.

I don’t know that everyone would agree that these are minefields.

Also of note are two new articles.

First, The Great Disruption: How Machine Intelligence Will Transform the Role of Lawyers in the Delivery of Legal Services, by John McGinnis and Russell Pearce. Here is the abstract:

This Article argues that machines are coming to disrupt the legal profession and that bar regulation cannot stop them. Part I describes the relentless growth of computer power in hardware, software, and data collection capacity. This Part emphasizes that machine intelligence is not a one-time event that lawyers will have to accommodate. Instead, it is an accelerating force that will invade an ever-larger territory and exercise a more firm dominion over this larger area. We then describe five areas in which machine intelligence will provide services or factors of production currently provided by lawyers: discovery, legal search, document generation, brief generation, and prediction of case outcomes. Superstars and specialists in fast changing areas of the law will prosper — and litigators and counselors will continue to profit — but the future of the journeyman lawyer is insecure. Part II discusses how these developments may create unprecedented competitive pressures in many areas of lawyering. This Part further shows that bar regulation will be unable to stop such competition. The legal ethics rules permit, and indeed where necessary for lawyers to provide competent representation, require lawyers to employ machine intelligence. Even though unauthorized practice of law statutes on their face prohibit nonlawyers’ use of machine intelligence to provide legal services to consumers, these laws have failed, and are likely to continue to fail, to limit the delivery of legal services through machine intelligence. As a result, we expect an age of unparalleled innovation in legal services and reject the view of commentators who worry that bar regulations are a significant stumbling block to technological innovation in legal practice. Indeed, in the long run, the role of machine intelligence in providing legal services will speed the erosion of lawyers’ monopoly on delivering legal services and will advantage consumers and society by making legal services more transparent and affordable.

Second, Legal Information, the Consumer Law Market, and the First Amendment, by Renee Newman Knake (I reviewed an earlier draft of this):

If legal information is speech within the meaning of the First Amendment? If so, to what extent may government constitutionally regulate the creation and dissemination of legal information, particularly by lawyers? The answers to these questions hold significant implications for lawyer regulation, the consumer law market, and First Amendment jurisprudence.

I will have a lot more to say about this topic after I finish an article I’m working on about this topic.