May 17, 2010

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Even though 37 States + Feds Allow Life Without Parole, Justice Kennedy Finds No National Consensus Exists in Graham v. Florida. Huh?


I often joke that I became a lawyer because I couldn’t do math. I guess I’m not the only one.

Somehow, even though 37 States and the District of Columbia permit sentences of life without parole, Justice Kennedy in Graham v. Floria found that a national consensus does not exist. Huh?

Six jurisdictions do not allow life without parole sentences forany juvenile offenders. Seven jurisdictions permit life without parolefor juvenile offenders, but only for homicide crimes. Thirty-seven States, the District of Columbia, and the Federal Government permit sentences of life without parole for a juvenile nonhomicide offender insome circumstances. The State relies on these data to argue that nonational consensus against the sentencing practice in question exists.An examination of actual sentencing practices in those jurisdictionsthat permit life without parole for juvenile nonhomicide offenders, however, discloses a consensus against the sentence. Nationwide,there are only 129 juvenile offenders serving life without parole sen-tences for nonhomicide crimes. Because 77 of those offenders are serving sentences imposed in Florida and the other 52 are imprisonedin just 10 States and in the federal system, it appears that only 12 ju-risdictions nationwide in fact impose life without parole sentences on juvenile nonhomicide offenders, while 26 States and the District of Columbia do not impose them despite apparent statutory authoriza-tion. Given that the statistics reflect nearly all juvenile nonhomicide offenders who have received a life without parole sentence stretchingback many years, moreover, it is clear how rare these sentences are, even within the States that do sometimes impose them. While more common in terms of absolute numbers than the sentencing practicesin, e.g., Atkins and Enmund v. Florida, 458 U. S. 782, the type of sen-tence at issue is actually as rare as those other sentencing practiceswhen viewed in proportion to the opportunities for its imposition.The fact that many jurisdictions do not expressly prohibit the sen-tencing practice at issue is not dispositive because it does not neces-sarily follow that the legislatures in those jurisdictions have deliber-ately concluded that such sentences would be appropriate. See Thompson v. Oklahoma, 487 U. S. 815, 826, n. 24, 850. Pp. 10–16

In the words of Governor Bush, this is fuzzy math.

The “national consensus” model is troubling. It is so flexible that even when there is an overwhelming agreement among the states, the Court can just look to something else.

“There are measures of consensus other than legislation.” Kennedy, supra, at ___ (slip op., at 22). Actual sentencing practices are an important part of the Court’s inquiry into consen-sus.

So even if there is a kinda consensus, there might not be a consensus. But even if a community consensus is found…

Community consensus, while “entitled to great weight,”is not itself determinative of whether a punishment iscruel and unusual.

Justice Thomas highlights this odd claim in his dissent.

The news of this evolution will, I think, come as a sur-prise to the American people. Congress, the District ofColumbia, and 37 States allow judges and juries to con-sider this sentencing practice in juvenile nonhomicidecases, and those judges and juries have decided to use it in the very worst cases they have encountered.
The Court does not conclude that life without paroleitself is a cruel and unusual punishment. It instead re-jects the judgments of those legislatures, judges, and juries regarding what the Court describes as the “moral”question of whether this sentence can ever be “propor-tionat[e]” when applied to the category of offenders at

The news of this evolution will, I think, come as a sur-prise to the American people. Congress, the District ofColumbia, and 37 States allow judges and juries to con-sider this sentencing practice in juvenile nonhomicidecases, and those judges and juries have decided to use it in the very worst cases they have encountered.The Court does not conclude that life without paroleitself is a cruel and unusual punishment. It instead re-jects the judgments of those legislatures, judges, and juries regarding what the Court describes as the “moral”question of whether this sentence can ever be “propor-tionat[e]” when applied to the category of offenders at issue here. Ante, at 7 (internal quotation marks omitted), ante, at 1 (STEVENS, J., concurring).

But the Court is not content to rely on snapshots ofcommunity consensus in any event. Ante, at 16 (“Commu-nity consensus, while ‘entitled to great weight,’ is not itselfdeterminative” (quoting Kennedy, supra, at __ (slip op., at 24)). Instead, it reserves the right to reject the evidence ofconsensus it finds whenever its own “independent judg-ment” points in a different direction. Ante, at 16. The Court thus openly claims the power not only to approve or disapprove of democratic choices in penal policy based onevidence of how society’s standards have evolved, but also on the basis of the Court’s “independent” perception of how those standards should evolve, which depends on what the Court concedes is “‘“necessarily . . . a moral judgment”’” regarding the propriety of a given punish-ment in today’s society.

The sole fact that federal law author-izes this practice singlehandedly refutes the claim that our Nation finds it morally repugnant. The additional realitythat 37 out of 50 States (a supermajority of 74%) permit the practice makes the claim utterly implausible. Not onlyis there no consensus against this penalty, there is a clearlegislative consensus in favor of its availability.

Undaunted, however, the Court brushes this evidence aside as “incomplete and unavailing,” declaring that “‘[t]here are measures of consensus other than legisla-tion.’” Ante, at 11 (quoting Kennedy, 554 U. S., at ___ (slip op., at 22)). This is nothing short of stunning. Most im-portantly, federal civilian law approves this sentencing practice.7 And although the Court has never decided how many state laws are necessary to show consensus, the Court has never banished into constitutional exile a sen-tencing practice that the laws of a majority, let alone asupermajority, of States expressly permit.8

In the end, however, objective factors such as legislation and the frequency of a penalty’s use are merely ornaments in the Court’s analysis, window dressing that accompanies its judicial fiat.11 By the Court’s own decree, “[c]ommunityconsensus . . . is not itself determinative.” Ante, at 16. Only the independent moral judgment of this Court issufficient to decide the question. See ibid.

Along with Ilya Shapiro, I have written about the fallacy of national consensus in Pandora’s Box in the context of Kennedy v. Louisana, another opinion written by Justice Kennedy.

If the Supreme Court could not properly analyze the extent of the consensus among state laws governing the sentencing of child rapists, an area that any first-year law student could understand with the proper Lexis search, how can we expect judges to understand consensuses on nebulous and polarizing social issues—on which public opinion ebbs and flows—such as the right to health care,164 the right to education, or reproductive rights?

Moreover, what constitutes a national consensus? Half the population? Two thirds? Ninety percent? To paraphrase Justice Brennan’s quip, why not whatever five duly confirmed justices think?168 Should the Court commission its own Gallup Poll? What standard should the consensus be based on? How long should it exist? These are inherently subjective determinations, not reducible to judicially or legislatively manageable standards.

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  • http://source4politics.blogspot.com/ Andrew

    Question for Josh: How many of those 37 states have explicitly authorized life without parole for juveniles?

    If the sentence has never been applied in that state for a juvenile and if the legislature hasn’t explicitly considered the issue (and if it has thus also never been considered by the state courts), then it’s disingenuous to claim that the state “allows” it.

    Do you know those statistics?

    • Josh Blackman

      I don’t have those statistics. I also don’t think it is in any way disingenuous to claim that a state “allows” it. If a state has a certain law on the books, but either chooses not to enforce it, or the circumstances never arise that would warrant its enforcement, the fact of the matter remains that the state still allows it.

      In my mind, your comments, and my reply, highlights the difficulty of establishing national consensuses. What do you use as the basis? Is a law on the books enough? Or must it be enforced? And if it is enforced, how often must it be enforced before it is considered allowable for inclusion in a “national consensus analysis.” And even if it is enforced often, what if it hasn’t been enforced recently–however recency is defined? Should it still be counted?

  • steve rappoport

    Are we doomed by stare decisis to use a “national consensus” approach down the road? It is one of the those tests that allows a court to reach a desired result while purporting to follow a neutral standard.

    • Josh Blackman

      The 8th amendment is one of my least favorite areas of constitutional law, so I am not sure. But in my humble opinion, it is only a matter of time before 5 justices find that the death penalty is unconstitutional under all circumstances.

  • steve rappoport

    If the death penalty is unconstitutional, then why do the Fifth and Fourteenth Amendments specify that no one can be “deprived of life” without due process of law? The result would be that we would have a provision of the Constitution being declared unconstitutional.

    There is a phrase applicable here that I suspect that has never been written out in a Supreme Court opinion: “INTELLECTUALLY DISHONEST.”

    • Josh Blackman

      This is a claim Scalia has made many times, in his opinions and in his writings. I think Brennan refuted it with something, I don’t recall with what, but I was not persuaded. I would suffice for window dressing http://joshblackman.com/blog/?p=4523, but intellectual dishonesty is good too.

  • http://source4politics.blogspot.com/ Andrew MacKie-Mason

    It would be disingenuous to claim that a state “allows” something just because they don’t have a law against it or just because it could hypothetically arise under one of their laws but they’ve never confronted the issue.

    If, say, a state made life without parole a possible punishment for robbery. Then, down the line, they made juveniles eligible to be tried for robbery. Can they be said to have “allowed” juveniles to be sentenced to life without parole? Assuming, of course, that it never happens so the issue is never squarely presented to the legislature or the courts.

    It’s an important distinction between academia and practical law that issues are only really dealt with in practical law when the actual fact set arises. Not all hypothetical situations that could be risen under a law can be considered explicitly permitted by that law when you’re looking at legislative intent. Likewise, if the fact set has never arisen it can never be looked at by a state court, so the state law-making process is incomplete.

    Looking to consensus is possible, so long as people don’t get lazy and keep up their intellectual rigor. Of course, you won’t find a consensus on every issue, nor should you expect to. But the fact that it’s easy to make rather lazy mistakes like this one doesn’t mean that the entire system of looking to what’s usual to determine if a sentencing practice is “unusual” is broken.

  • http://source4politics.blogspot.com/ Andrew MacKie-Mason

    “If the death penalty is unconstitutional, then why do the Fifth and Fourteenth Amendments specify that no one can be “deprived of life” without due process of law? The result would be that we would have a provision of the Constitution being declared unconstitutional.
    There is a phrase applicable here that I suspect that has never been written out in a Supreme Court opinion: “INTELLECTUALLY DISHONEST.””

    This is actually more intellectually dishonest than the possibility you are criticizing. Neither the Fifth nor the Fourteenth authorize anything related to death. They only place prohibitions on it. If another provision that is designed to adapt to the times later grows to make parts of the Fifth and the Fourteenth redundant, that doesn’t create a problem.

    In fact, the Fifth and the Fourteenth can be viewed as reinforcing the Eighth. The Eighth says (in the hypo) that you cannot have death as the penalty for a crime. The Fifth and the Fourteenth close possible loopholes by saying that you can’t kill someone without going through the legal system.

    Without the Fifth and the Fourteenth in the hypo, the government could hypothetically kill someone for no reason. This wouldn’t be covered under the Eighth Amendment because it wouldn’t be a punishment.

    So, no. Using the Eighth Amendment to ban capital punishment would not be intellectually dishonest. Your post, though, is intellectually dishonest.

  • steve rappoport

    I am not being intellectually dishonest. The Fifth and Fourteenth Amendments were drafted in eras when the death penalty was widely used. They sanctioned the use of that punishment so long as “due process” was followed. They were written against the backdrop of the regular use of that penalty. They did not say that you have to have the death penalty as one of your punishments; the question never occurred to the framers. There was an assumption that the death penalty would continue to exist; it is the same sort of assumption, I would assert, as the assumption that everyone in the country since the time of the Revolution was a citizen on day one who was eligible to be a legislator at that time if he was old enough, even though the Constitution, in spelling out how many years one had to be a citizen to run for office, did not state whether those rules applied to the first candidates.

    I am not an originalist per se, but I respect what the framers did and did not do. Why did they adopt the Eighth Amendment? They wanted to forbid barbaric punishments like torture; they did not intend to include capital punishment, properly cabined, for if they had, they would have written the due process clauses differently.

    Ah, you say, “If another provision that is designed to adapt to the times later grows to make parts of the Fifth and the Fourteenth redundant, that doesn’t create a problem.” Suppose you are right about the concept of “designed to adapt to the times.” What does that mean? Does it really mean that a majority of states can drag the laggards to a different place merely by numerical superiority? If it is something more, then what is it? In any event, what does that say about the concept of federalism?

    You may talk about morality and other higher concepts, but I surmise that you just don’t like the death penalty and agree with any argument that eliminates it when a legislature fails to do the job that you believe it ought to do.

  • http://source4politics.blogspot.com Andrew MacKie-Mason

    I’ll just respond briefly, Mr. Rappoport. There is nothing in the Fifth or Fourteenth Amendments that presupposes the continued existence of the death penalty. Instead, the Fifth and Fourteenth ensure that so long as the government wants to take lives, it must do so through legal processes. If the legal processes should van capital punishment, then the Fifth and the Fourteenth would ban extra-legal governmental executions.

    My personal views on the death penalty are irrelevant to your extremely flawed appeal to the Fifth and Fourteenth Amendments to support the death penalty.

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