Lemon

Justice Thomas on the use of legislative history in McDonald

I previously commented that in McDonald, Justice Scalia–who usually refuses to join any opinion that cites legislative history–freely joins the Plurality which has nearly a dozen citations to legislative history from the 1860s.
While I attempted to provide a rationale for Scalia’s behavior, both in this blog post and in this article, Justice Thomas actually makes an effort to explain why he relies on the legislative record.
Before considering that record here, it is important to clarify its relevance. When interpreting constitutional text, the goal is to discern the most likely public understanding of a particular provision at the time it was adopted. Statements by legislators can assist in this process to the extent they demonstrate the manner in which the public used or understood a particular word or phrase. They can further assist to the extent there is evidence that these statements were disseminated to the public. In other words, this evidence is useful not because it demonstrates what the draftsmen of the text may have been thinking, but only insofar as it illuminates what the public understood the words chosen by the draftsmen to mean.
The distinction between legislative intent viz legislative legislative history and original public meaning is subtle. At least Thomas makes an attempt to separate the two.
Before considering that record here, it is important to clarify its relevance. When interpreting constitutional text, the goal is to discern the most likely public understanding of a particular provision at the time it was adopted. Statements by legislators can assist in this process to the extent they demonstrate the manner in which the public used or understood a particular word or phrase. They can further assist to the extent there is evidence that these statements were disseminated to the public. In other words, this evidence is useful not because it demonstrates what the draftsmen of the text may have been thinking, but only insofar as it illuminates what the public understood the words chosen by the draftsmen to mean.
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Scalia Joined an Opinion That Cited Legislative History — And Lots of It. Hypocritical? I argue no.

Justice Scalia prides himself on refusing to cite legislative history. In fact, he will usually refuse to join parts of an opinion that include citations, as he did several times this term (see here and here).

As he concurred in United States v. Carr this term:

I join the Court’s opinion except for Part III–C. I do not join that part because only the text Congress voted on, and not unapproved statements made or comments written during its drafting and enactment process, is an authori-tative indicator of the law. But even if those preenact-ment materials were relevant, it would be unnecessary to address them here.

Yet, in one case this term, he signs onto an opinion that is LOADED with legislative history–McDonald v. Chicago. I count at least a dozen citations to the Congressional Globe–the legislative history journal back in the 19th century. For example:

In debating the Fourteenth Amendment, the 39th Congress referred to the right to keep and bear arms as a fundamental right deserving of protection. Senator Samuel Pomeroy described three “indispensable” “safeguards of liberty under our form of Government.” 39th Cong. Globe 1182. One of these, he said, was the right to keep and bear arms:

“Every man … should have the right to bear arms for the defense of himself and family and his homestead. And if the cabin door of the freedman is broken open and the intruder enters for purposes as vile as were known to slavery, then should a well-loaded musket be in the hand of the occupant to send the polluted wretch to another world, where his wretchedness will forever remain complete.” Ibid.

So what gives? I thought “only the text Congress voted on, and not unapproved statements made or comments written during its drafting and enactment process” have the authority of law? Why is Scalia citing legislative history here? Is this hypocritical? I argue no.

I addressed this issue at some length in my article, This Lemon Comes as a Lemon. The Lemon Test and the Pursuit of a Statute’s Secular Purpose, 20 Geo. Mason U. Civ. Rts. L.J.  ____ (2010). SSRN. I argue that legislative history of an older vintage–such as the legislative history written during Reconstruction–is more reliable than legislative history of the modern era. Reliance on the former is more permissible than reliance on the latter. The reliability is due to the incentives to fabricate the record. Thus Scalia is not being hypocritical in McDonald (in this context at least).

From my article:

In District of Columbia v. Heller, a dissenting Justice Stevens called Justice Scalia to task for relying on historical documents subse- quent to the ratification of the Second Amendment, characterizing such statements as mired in “pitched political debates” and better characterized as “advocacy than good-faith attempts at constitutional interpretation.”166 Justice Stevens accused Justice Scalia of being hyp- ocritical for eschewing modern legislative history, while firmly embracing historical atextual sources, a lineal ancestor of modern leg- islative history.167 But is Justice Scalia being hypocritical? No.

Over time, has the nature of contemporary historical sources changed such that their reliability as indicia of original meaning has diminished? Is it possible that contemporary historical sources from earlier times are indicative of the meaning of a statute, whereas more recent contemporary sources are less indicative of the meaning of a law? As Justice Powell noted in Nixon v. Fitzgerald, not all historical sources are created equal.168 Justice Powell discounted Justice White’s dissent as relying on “fragmentary” historical sources and observed that “historical evidence must be weighed as well as cited.”169 Not all historical sources are created equally.

Although Justice Scalia has never mentioned it, he follows Justice Powell’s logic. Implicit in Justice Scalia’s reliance on some atextual sources but rejection of others is the presumption that not all historical sources are created equal.

From later in the article:

For this reason, older legislative history, where this incentive to fabricate did not exist, is more reliable than legislative history of recent vintage, where the incentive to fabricate is quite strong.189

This is an idea I only introduced in this article, but I hope to develop in future scholarship. I’m glad to see Scalia is giving me some fodder to work with.

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"This Lemon Comes as a Lemon" to be published in George Mason Civil Rights Law Journal

I just accepted an offer to publish my article on the Lemon Test, titled This Lemon Comes as a Lemon. The Lemon Test and the Pursuit of a Statute’s Secular Purpose in the George Mason University Civil Rights Law Journal in Volume 20, Issue 3. The issue is slated to be released June 2010.

I originally wrote this paper for a First Amendment seminar I took at Mason, and became fascinated by the Lemon test. Justice Scalia so eloquently described the Lemon test in his dissent in Lamb’s Chapel.

“Like some ghoul in a late-night horror movie that repeatedly sits up in its grave and shuffles abroad, after being repeatedly killed and buried, Lemon stalks our Establishment Clause jurisprudence …. It is there to scare us (and our audience) when we wish it to do so, but we can command it to return to the tomb at will. When we wish to strike down a practice it forbids, we invoke it, when we wish to uphold a practice it forbids, we ignore it entirely …. Such a docile and useful monster is worth keeping around, at least in a somnolent state; one never knows when one might need him.”

This Article focuses on the first prong of Lemon, the “purpose prong.” This is the most seldom invoked aspect of Lemon, and I was astounded to find how little had been written on it. Hence, a niche! I explore how the Lemon test forces Judges to consider unreliable sources to ascertain a legislature’s purpose, namely legislative history. I also begin to explore my own theory I’m developing about the evolving nature of legislative history, and why some may be more reliable than others. Stay tuned for future works.

This may be particularly timely in light of Salazar v. Buono which is set for arguments at SCOTUS this term. And yes, the title is inspired by Justice Scalia’s admonition in Morrison v. Olson that “This wolf  comes as a wolf.”

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